Cinda Asia Fund Management Company's public offering funds through securities companies' securities trading and commission payments (2025)

I. Standards and Procedures for Selecting Securities Firms to Participate in Securities Transactions

(1) Selection Standards

The Company shall select securities firms that have sound financial conditions, standardized business practices, strong compliance and risk control capabilities, and strong service capabilities in trading, research, and related areas to participate in securities transactions. Specific standards include, but are not limited to, the following: within the most recent three years, there have been no administrative penalties or criminal penalties imposed by regulatory authorities due to major violations or major misconduct in trustworthiness; there are no lawsuits, arbitrations, or other major matters that have caused or may cause adverse effects regarding the trading and research services to be provided; they have efficient and secure communication and hardware conditions required for product operations, and the trading facilities meet the needs for the product’s securities trading; they have strong research capabilities and can timely, comprehensively, and on a regular and ad-hoc basis provide the Company with high-quality macro, industry, market, and individual stock analysis and research reports, as well as comprehensive and rich information services; they can provide specialized customized research services based on the specific requirements of the products managed by the Company.

(2) Selection Procedures

1. Based on the above selection standards and the relevant information in the “Securities Firm Admission Due Diligence Checklist,” the Company conducts pre-screening and evaluation of the securities firms intended for cooperation. After the Company’s internal approval procedures, securities firms that meet the conditions are included in the Company’s management white list;

2. For the selection of securities firms in specific products:

	(1) For products that rent/terminate-rent securities firm seats, the Research and Consulting Department, based on the review status of the white list, submits the information of the relevant securities firm to the Company’s Investment Review Committee. The Company’s Investment Review Committee decides which broker to apply based on the product circumstances, and the Trading Management Department is responsible for implementing the execution of the relevant seat-rental/termination-rental agreements according to the decision of the Company’s Investment Review Committee;

	(2) For products with a broker settlement model, the Research and Consulting Department, based on the review status of the white list, submits the information of the relevant securities firm to the Company’s Investment Review Committee. The Company’s Investment Review Committee decides which broker to apply based on the product circumstances, and the Company’s Product Department is responsible for implementing the execution of the relevant brokerage service agreement(s) (including termination agreement) according to the decision of the Company’s Investment Review Committee.

3. The Trading Management Department and the Product Department shall clearly define the parties’ rights and obligations in the seat-rental agreement and the brokerage service agreement, the service content, and the standards and calculation methods for charging securities trading fees. After the Compliance and Audit Department reviews the legal and compliant nature of the relevant agreements, it shall submit them to the Company’s Chief Compliance Officer for a compliance review and then to the Company’s General Manager for approval.

II. Annual Summary and Allocation of Trading Volume and Trading Commissions

(1) Securities investment using rented securities firm trading units and commission payment

1. Stock investment and commission payment

Amount unit: RMB

Note: 1. This report period is from January 1, 2025 to December 31, 2025.

2. Cinda Securities Co., Ltd. (abbreviation “Cinda Securities” in the above table) is the Company’s controlling shareholder.

2. Securities investment commission payment and allocation

Amount unit: RMB

Note: 1. This report period is from January 1, 2025 to December 31, 2025.

(2) Stock investment and commission payment handled by commissioned securities firms

Amount unit: RMB

Note: 1. This report period is from January 1, 2025 to December 31, 2025.

2. Cinda Securities Co., Ltd. (abbreviation “Cinda Securities” in the above table) is the Company’s controlling shareholder.

Cinda-Australia Fund Management Co., Ltd.’s funds

Announcement Regarding the 2025 Annual Report of Funds

The Board of Directors and the directors of this Company hereby confirm that the information contained in the 2025 annual report of the Fund managed by the Company contains no false records, misleading statements, or material omissions, and that they assume individual and joint liability for the authenticity, accuracy, and completeness of its contents.

Cinda-Australia Fund Management Co., Ltd.’s

Cinda-Australia Hui Guanjia Money Market Fund

Cinda-Australia Hui Li Cai Money Market Fund

Cinda-Australia Leading Growth Hybrid Securities Investment Fund

Cinda-Australia Investment Excellence Flexible Allocation Hybrid Securities Investment Fund

Cinda-Australia Small- and Mid-Cap Hybrid Securities Investment Fund

Cinda-Australia Dividend Return Hybrid Securities Investment Fund

Cinda-Australia Industry Upgrade Hybrid Securities Investment Fund

Cinda-Australia Consumption Preferred Hybrid Securities Investment Fund

Cinda-Australia Credit Bond Securities Investment Fund

Cinda-Australia Transformation and Innovation Stock Securities Investment Fund

Cinda-Australia Xin An Bond Securities Investment Fund (LOF)

Cinda-Australia New Energy Industry Stock Securities Investment Fund

Cinda-Australia New Objective Flexible Allocation Hybrid Securities Investment Fund

Cinda-Australia New Wealth Flexible Allocation Hybrid Securities Investment Fund

Cinda-Australia Healthy China Flexible Allocation Hybrid Securities Investment Fund

Cinda-Australia An Yi Pure Bond Bond Securities Investment Fund

Cinda-Australia Advanced Smart Manufacturing Stock Securities Investment Fund

Cinda-Australia Core Technology Hybrid Securities Investment Fund

Cinda-Australia Quantitative Multi-Factor Hybrid Securities Investment Fund (LOF)

Cinda-Australia An Sheng Pure Bond Bond Securities Investment Fund

Cinda-Australia Quantitative Pioneer Hybrid Securities Investment Fund (LOF)

Cinda-Australia Science and Technology Innovation One-Year Closed-Open Hybrid Securities Investment Fund

Cinda-Australia Research Preferred Hybrid Securities Investment Fund

Cinda-Australia Blue-Chip Select Stock Securities Investment Fund

Cinda-Australia Craftsmanship and Heart Select Two-Year Holding Period Hybrid Securities Investment Fund

Cinda-Australia Cycle Dynamic Hybrid Securities Investment Fund

Cinda-Australia Xing Yi Hybrid Securities Investment Fund

Cinda-Australia Zhi Cheng Select Hybrid Securities Investment Fund

Cinda-Australia Medical and Pharmaceutical Health Hybrid Securities Investment Fund

Cinda-Australia New Energy Select Hybrid Securities Investment Fund

Cinda-Australia Leading Smart Select Hybrid Securities Investment Fund

Cinda-Australia Quality Return 6-Month Holding Period Hybrid Securities Investment Fund

Cinda-Australia Growth Select Hybrid Securities Investment Fund

Cinda-Australia Heng Sheng Hybrid Securities Investment Fund

Cinda-Australia Value Select Hybrid Securities Investment Fund

Cinda-Australia Xin Yi Bond Securities Investment Fund

Cinda-Australia Advantage Value Hybrid Securities Investment Fund

Cinda-Australia Prosperity Select Hybrid Securities Investment Fund

Cinda-Australia Enjoy Bond Securities Investment Fund

Cinda-Australia Zhi Yuan Three-Year Holding Period Hybrid Securities Investment Fund

Cinda-Australia Industry Preferential One-Year Holding Period Hybrid Securities Investment Fund

Cinda-Australia Vision Value Hybrid Securities Investment Fund

Cinda-Australia Zhi Xuan Pioneer One-Year Holding Period Hybrid Securities Investment Fund

Cinda-Australia Performance-Driven Hybrid Securities Investment Fund

Cinda-Australia Craftsmanship and Heart Strict Selection One-Year Holding Period Hybrid Securities Investment Fund

Cinda-Australia Xin Xiang Bond Securities Investment Fund

Cinda-Australia Hui Zhi Preferred One-Year Holding Period Hybrid Securities Investment Fund

Cinda-Australia Hui Xiang Three-Month Closed-Period Bond Securities Investment Fund

Cinda-Australia Yi Ning Pension Target One-Year Holding Period Fund-of-Funds (FOF)

Cinda-Australia Ju You Smart Select Hybrid Securities Investment Fund

Cinda-Australia You Xiang Life Hybrid Securities Investment Fund

Cinda-Australia Bo Jian Growth One-Year Closed-Period Hybrid Securities Investment Fund

Cinda-Australia Advantage Industry Hybrid Securities Investment Fund

Cinda-Australia Tong He Stable Three-Month Holding Period Fund-of-Funds (FOF)

Cinda-Australia Craftsmanship and Heart Return Hybrid Securities Investment Fund

Cinda-Australia Xin Rui 6-Month Holding Period Bond Securities Investment Fund

Cinda-Australia Xing Yao Smart Select Hybrid Securities Investment Fund

Cinda-Australia Yi Yuan Pension Target Date 2055 Five-Year Holding Period Hybrid Fund-of-Funds (FOF)

Cinda-Australia Rui Xiang Interest Rate Debt Securities Investment Fund

Cinda-Australia Kechuang Venture Smart Select Hybrid Securities Investment Fund

Cinda-Australia New Materials Select Hybrid Securities Investment Fund

Cinda-Australia Xin Yue Smart Select 6-Month Holding Period Hybrid Securities Investment Fund

Cinda-Australia Ning Jun Smart Select Hybrid Securities Investment Fund

Cinda-Australia Yue Xiang Interest Rate Debt Securities Investment Fund

Cinda-Australia Wen Xin Bond Securities Investment Fund

Cinda-Australia Xing Liang Smart Select Hybrid Securities Investment Fund

Cinda-Australia Core Smart Select Hybrid Securities Investment Fund

Cinda-Australia Xing Yu Smart Select Hybrid Securities Investment Fund

Cinda-Australia Xin Yu 6-Month Holding Period Bond Securities Investment Fund

Cinda-Australia Dividend Smart Select Hybrid Securities Investment Fund

Cinda-Australia SOE Smart Select Hybrid Securities Investment Fund

Cinda-Australia China Bond 0-3 Year Policy Financial Bond Index Securities Investment Fund

Cinda-Australia Xin Tai 6-Month Holding Period Bond Securities Investment Fund

Cinda-Australia Wen Ning 30-Day Rolling Holding Period Bond Securities Investment Fund

Cinda-Australia Zhen Xiang Bond Securities Investment Fund

Cinda-Australia Heng Rui 9-Month Holding Period Hybrid Securities Investment Fund

Cinda-Australia Wen Yue 60-Day Rolling Holding Period Bond Securities Investment Fund

Cinda-Australia Technology-Driven Hybrid Securities Investment Fund

Cinda-Australia Xin Yi Bond Securities Investment Fund

Cinda-Australia Xing Rui Smart Select Hybrid Securities Investment Fund

Cinda-Australia Ji Ji Xin 90-Day Holding Period Bond Securities Investment Fund

Cinda-Australia Advantage Industry Hybrid Securities Investment Fund

Cinda-Australia Feng Rui 6-Month Holding Period Bond Securities Investment Fund

Cinda-Australia Rui Yi Xin Xiang Hybrid Securities Investment Fund

Cinda-Australia Tian Li 3-Month Holding Period Bond Securities Investment Fund

Cinda-Australia Xin Li 6-Month Holding Period Bond Securities Investment Fund

Cinda-Australia Yue Yue Ying 30-Day Holding Period Bond Securities Investment Fund

Cinda-Australia CSI Interbank Certificate of Deposit AAA Index 7-Day Holding Period Securities Investment Fund

Cinda-Australia Cash Treasure Money Market Fund

The full text of the 2025 annual report of Cinda-Australia Shuiting Xing Juxi Short- and Medium-Term Bond Securities Investment Fund will be available at 2026-03-30 on this Company’s website (www.fscinda.com) and on the China Securities Regulatory Commission’s fund electronic disclosure website (

The Fund Manager undertakes to manage and use the Fund assets in accordance with the principles of honesty and trustworthiness and diligence and responsibility, but does not guarantee that the Fund will certainly earn profits, nor does it guarantee a minimum return. Please fully understand the risk-return characteristics of the Fund and make an investment decision prudently.

Hereby announced.

Cinda-Australia Fund Management Co., Ltd.

March 30, 2026