Zheshang Securities: Lü Xiaoping Appointed as the New Chief Compliance Officer

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Beijing Business Daily reports (Reporter: Liu Yuyang; Intern: Wang Siying) On April 3, 2026, Zhaoshang Securities issued an announcement of changes to senior management personnel. The announcement shows that the board of directors recently received a written resignation letter. Xu Xiangjun, due to work adjustments, has applied to resign from the company’s compliance director position.

On April 3, 2026, Zhaoshang Securities held a meeting of the board of directors and agreed to appoint Lü Xiaoping as the company’s compliance director. The term of office shall run from the date the board of directors approves the appointment until the expiration of the term of the current board of directors.

Based on her past employment experience, Lü Xiaoping previously served as the assistant to the director of the Research Institute of Founder Securities and the deputy general manager of the customer service center in the brokerage business headquarters. She joined Zhaoshang Securities in October 2008 and successively held positions such as general manager of the customer service center and deputy director of the research institute, general manager of the wealth management center, general manager of the institutional client service headquarters, and administrative person-in-charge of the investment banking headquarters for small and medium-sized enterprises, among others. She is currently the compliance director of Zhaoshang Securities.

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